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FINRA Awards for Richard C. Liechty

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0455406/18/2009Claimant(s): Richard Liechty
Claimant Lawyers(s): Richard C. Liechty
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carl G. Mohr
Hearing Site: Denver, CO
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