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FINRA Awards for Alfred Richardson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0088507/10/2012Claimant(s): Alfred Richardson, Alfred W. Richardson IRA
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Mark Sumsion, Scott Garbutt, Stonehurst Securities.
Respondent Lawyers(s): Phillip Borup, Wm. Kelly Nash
Arbitrator(s): Michelle Judy Brant, William W. Haskell, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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