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FINRA Awards for The Maximillian H. Miltzlaff Rev. Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0225506/02/2010Claimant(s): The Maximillian H. Miltzlaff Rev. Trust
Claimant Lawyers(s): Richard J.J. Scarola
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Earl S. Schwarz, Evdokia Sofos, Carolyn A. Mann
Hearing Site: New York, NY
Checkmark Icon$60,000

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