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FINRA Awards for Mark Katz

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0054311/04/2019Claimant(s): Paula Adams
Claimant Lawyers(s): Mark S. Fryman
Respondent(s): UBS Financial Services Inc., Mark Katz
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Brian James Tagtmeier, Daniel L. Fulkerson, Jeffrey Bruce Bock
Hearing Site: Houston, TX
Checkmark Icon$497,620

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