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FINRA Awards for Thomas C. Jardim

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0174811/14/2008Claimant(s): Joy Phillips
Claimant Lawyers(s): Thomas C. Jardim
Respondent(s): Joseph Murphy, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowksy
Arbitrator(s): Charles L. Prothero, Irene C. Warshauer, Erica Levitt
Hearing Site: Newark, NJ
Checkmark Icon$4,977

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