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FINRA Awards for Harvey J. Boritz Rollover IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0099304/10/2012Claimant(s): Harvey Boritz, Harvey J. Boritz Rollover IRA
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Boca Raton, FL
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