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FINRA Awards for Craig W. Horn

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0315106/07/2011Claimant(s): Hugh Gershon
Claimant Lawyers(s): Craig W. Horn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
Checkmark Icon$250,000
09-0458706/29/2010Claimant(s): James P. Pache Trust
Claimant Lawyers(s): Craig W. Horn
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark Icon$8,000

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