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FINRA Awards for Thomas Maoli

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0408308/12/2009Claimant(s): Thomas Maoli
Claimant Lawyers(s): Thomas M. Knepper
Respondent(s): Morgan Stanley & Co., Marc Eisner
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Craig Scott Bartlett, Marilyn Chin, Michael F. Greco
Hearing Site: Newark, NJ
Checkmark Icon$174,464

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