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FINRA Awards for David Farina

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0019204/24/2018Claimant(s): Matthew Proman
Claimant Lawyers(s): Robert Miller
Respondent(s): Byron Roth, David Farina, Jared Schramm, Roth Capital Partners
Respondent Lawyers(s): John R. Loftus
Arbitrator(s): Fred S. Pieroni, Richard Gee, Walter Arthur Saurack
Hearing Site: New York, NY
Checkmark IconExpungement

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