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FINRA Awards for Carrie J. Bechtold

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0297609/15/2008Claimant(s): Mary Sammelman
Claimant Lawyers(s): Steven Koslovsky
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): Michael L. Lyons, Sean Patrick Abernathy, Stuart W. Smith
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0292404/23/2008Claimant(s): Garland Adams
Claimant Lawyers(s): Milton H Fried
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): A. Keith Logue, Irving M. Shlesinger, Thomas Neal Tillery
Hearing Site: Atlanta, GA
Checkmark Icon$0

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