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FINRA Awards for David E. Sherman

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0016509/29/2009Claimant(s): David Sherman
Claimant Lawyers(s): David E. Sherman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
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