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FINRA Awards for Thomas Wanta

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0311703/24/2016Claimant(s): Laura Wanta, Thomas Wanta
Claimant Lawyers(s): Thomas J. Wanta
Respondent(s): Wells Fargo Advisors, Mark Heinen, First Clearing
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s):
Hearing Site: Milwaukee, WI
Checkmark IconExpungement

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