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FINRA Awards for Joy Rosen IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0162101/16/2018Claimant(s): Joy Rosen, Joy Rosen IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff Esq.
Arbitrator(s): Barry A. Fisher
Hearing Site: Las Vegas, NV
Checkmark Icon$70,600

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