Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01334 | 07/22/2022 | Claimant(s): Christopher Pechock Claimant Lawyers(s): Christopher Gray Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Catherine Stewart, Graham Daw, Sylvia Kaminsky Hearing Site: Jersey City, NJ |  | $0 |
| 13-00258 | 02/19/2014 | Claimant(s): Dolores Smallen, Martin Smallen, The Smallen Family Trust U/A dated 5/31/ Claimant Lawyers(s): Christopher Gray Respondent(s): Shawn Davis, Berthel, Fisher & Company Financial Svcs Respondent Lawyers(s): Louis H. Castoria Arbitrator(s): Jane Bradley, Jonathan Holman Hathaway, David I. Levine Hearing Site: San Francisco, CA | | Dismissed by Rule 12206 |