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FINRA Awards for Jeffrey D. Fox

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0283606/04/2012Claimant(s): The Herman Pearl Button Co.., Herman Pearl Button Profit Sharing Plan
Claimant Lawyers(s): William A. Cadel
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jeffrey D. Fox
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
Checkmark Icon$0
10-0125011/04/2010Claimant(s): Samuel L. Tibbs
Claimant Lawyers(s): Samuel L. Tibbs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jeffrey D. Fox
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
Checkmark Icon$38
09-0193708/16/2010Claimant(s): Rina Schwarz, Rina Schwarz Revocable 1996 Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Dusan Zachystal, Individual Asset Management, Interactive Brokers LLC
Respondent Lawyers(s): Derek C. Anderson, Jeffrey D. Fox
Arbitrator(s): Arthur T. Berggren, Mark A. Karpe, Arthur Alef
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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