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FINRA Awards for Alan Foxman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0208303/25/2010Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS
Claimant Lawyers(s): Alan Foxman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0012702/17/2010Claimant(s): Sanford Josephson, Sanford Josephson Rev Living Trust
Claimant Lawyers(s): Alan Foxman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): David L. Hodgson, Gilbert A. Schnirman, Ellen J. Abrams
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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