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FINRA Awards for Matthew J. Barnes

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0334007/26/2011Claimant(s): Ocean Research and Conservation Assoc
Claimant Lawyers(s): Matthew J. Barnes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Howard G. Meyers
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
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