FINRA Awards for Dakota Securities International.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03006	07/15/2015	Claimant(s): Lourdes Santiuste Claimant Lawyers(s): Gregory Tendrich Respondent(s): Bruce Zipper, Christopher Mcnamee, Dakota Securities International. Respondent Lawyers(s): Bruce Martin Zipper, Bruce Zipper Arbitrator(s): Seth L. Finkel Hearing Site: Miami, FL		Stipulated Award
08-02620	02/01/2010	Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust Claimant Lawyers(s): Marc S. Dobin Respondent(s): Keith Pagan, Dakota Securities International. Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis Hearing Site: Charlotte, NC		Expungement