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FINRA Awards for David Zollman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0280107/24/2014Claimant(s): Byron Crawford
Claimant Lawyers(s): George S. Trevor
Respondent(s): Robert Gordon, Twenty-First Securities Corporation
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Alan Stamm, Barbara M. Zak, David Zollman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
02-0078705/27/2008Claimant(s): Ronald and Kara Hershey
Claimant Lawyers(s): John Thomas Dzialo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Hammitt
Respondent Lawyers(s): Peter Brown Dolan
Arbitrator(s): David Zollman, Michael D. Harrison, Carl W. Vaicek
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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