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FINRA Awards for Morgan Stanley FA Notes Holdings

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0425001/23/2013Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jerry Truman
Respondent Lawyers(s): John M. Fedders
Arbitrator(s): Louis Paul Sitnik, Stephany Adriene Watson, Edward Houry
Hearing Site: Washington, DC
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