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FINRA Awards for Charlotte M. Maier IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0284908/03/2022Claimant(s): Jeffrey Maier, Charlotte M. Maier IRA
Claimant Lawyers(s): Charlotte M. Maier, Jeffrey S. Maier
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Herbert Liberman
Hearing Site: Albuquerque, NM
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