FINRA Awards for Thomas D. Mauriello

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-04864	10/11/2010	Claimant(s): Steve Miura Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Kimon Peter Daifotis Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Carlos Richard Mangum, Jonathan H. Krotinger, Hadden Wing Roth Hearing Site: San Francisco, CA		$0
09-01189	10/01/2010	Claimant(s): David F. Wyatt and Nancy A. Wyatt Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert P. Clifford, Edward A. Trabin, Thomas W. Gregory Hearing Site: Los Angeles, CA		$0
09-05191	09/29/2010	Claimant(s): Mark Dowie & Wendy Ann Schwartz, Michael Berger & Deborah J. Slater Trust, Richard Kirschman Trust Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Michele R. Fron Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA		$0
09-01190	09/15/2010	Claimant(s): Lynell Miller Jones, IRA Rollover Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jerold R. Babin, Anthony G. Sousa, Shawn Ridgell Hearing Site: San Francisco, CA		$0
07-00350	12/22/2008	Claimant(s): Jose. E. Cruz, IRA Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier Hearing Site: San Francisco, CA		$75,000