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FINRA Awards for William B. Fleming

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0291312/16/2020Claimant(s): Maria Redwine
Claimant Lawyers(s): William B. Fleming
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Langfred W. White, Karl A. Vogeler, John Winslow Griesser
Hearing Site: Columbia, SC
Checkmark Icon$167,294

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