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FINRA Awards for Sean Farrow

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0163304/13/2022Claimant(s): Jeanne Capasse, Thomas Capasse
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Michael Jaffe, Edmund Timothy Donovan, Sean Farrow
Hearing Site: New York, NY
Checkmark IconExpungement

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