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FINRA Awards for Dale Grubb

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0060412/21/2012Claimant(s): Louise Leon
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Dale Grubb, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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