Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00524 | 03/24/2023 | Claimant(s): Tyron Smith Claimant Lawyers(s): Susan J. Foster Respondent(s): William Saplicki, First Allied Advisory Services., First Allied Securities. Respondent Lawyers(s): John P. Kincade Arbitrator(s): Frances Johnson Wright, Joseph A. Vicario, Ye Whei Peter Chen Hearing Site: Dallas, TX |  | Expungement |
| 22-00115 | 06/16/2022 | Claimant(s): Gary Brown Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen Hearing Site: Dallas, TX | | Dismissed by Rule 12206 |