Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00443 | 07/11/2016 | Claimant(s): Barbara Bond, Roger Bond, Barbara J. Bond IRA, Roger K. Bond IRA, Barbara J. Bond Trust dtd 10/23/2006, Roger K. Bond Trust dtd 10/23/2006 Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Frederick Baerenz Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Mary E. Woytek, Emily Eiselman Hunter, Walter Peterson Hearing Site: Washington, DC |  | $331,000 |
| 14-00418 | 03/16/2015 | Claimant(s): Dorothy Aukofer Claimant Lawyers(s): John P. Connolly Respondent(s): Frederick Baerenz, AOG Wealth Management, Cetera Advisors LLC, Pacific West Securities. Respondent Lawyers(s): Joseph D. Edmondson, Jr, Kate E. DiGeronimo, Shanon Ford Arbitrator(s): Kevin D. Judd, Christopher M. McMurray, Stephen D. Altman Hearing Site: Washington, DC | | $0 |