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FINRA Awards for Andy W. Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0005609/12/2024Claimant(s): Ronnie Lee Rozier
Claimant Lawyers(s): Ronnie L. Rozier
Respondent(s): Aubrey Parker, Wells Fargo Clearing Services, Rick Kent
Respondent Lawyers(s): Deirdre C. Wolff, Luis F. Mendez
Arbitrator(s): Robert H. Putnam, Andy W. Morgan, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
Checkmark IconDismissed by Rule 12504 and 12206

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