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FINRA Awards for Frank A. Yee

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0208501/04/2012Claimant(s): Kin Lee and Fanny Ling S. Tsui
Claimant Lawyers(s): Peter Mark Bizinkauskas
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Edward M. Rosensteel, Missy Daboul Margolis, Frank A. Yee, Leon E. Byng
Hearing Site: Boston, MA
Checkmark Icon$59,092

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