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FINRA Awards for Norman Kass

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0415207/08/2008Claimant(s): William Dinges, Jr., and Agnes Dinges
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert S. Getman, Wayne R. Jahns, Norman Kass
Hearing Site: Newark, NJ
Checkmark IconExpungement
07-0157806/23/2008Claimant(s): Mario Picinich, Rosemarie Picinich
Claimant Lawyers(s): Bruce E. Baldinger
Respondent(s): Jeffrey Alecci, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Susan MacFarlane
Arbitrator(s): Nathan J. Minucci, Kenneth J. Horowitz, Norman Kass
Hearing Site: Newark, NJ
Checkmark Icon$0

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