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FINRA Awards for Carole Katz

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0052306/07/2017Claimant(s): Joseph Ritz, Susan Ritz
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael D. McDowell, Stuart C. Gaul, Carole Katz
Hearing Site: Pittsburgh, PA
Checkmark Icon$110,425

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