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FINRA Awards for Philip Higgins

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0005108/27/2014Claimant(s): Joseph Ullman
Claimant Lawyers(s): Joseph Ullman
Respondent(s): Ameriprise Financial Services., Philip Higgins
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Andrew J. Gerber
Hearing Site: Albany, NY
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