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FINRA Awards for Mary L. Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0148811/06/2012Claimant(s): Michael Davis, IRA Resources Inc. fbo Michael S. Davis
Claimant Lawyers(s): John K. Saur
Respondent(s): Curtis Sathre, John Schooler, Warren Horney, WFP Securities
Respondent Lawyers(s): David Maurer
Arbitrator(s): Martin Mandel, Mary L. Williams, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0156811/10/2010Claimant(s): Jordan Moffet, Margot Trombley, Trustees of the Moffet Family Trust
Claimant Lawyers(s): Todd A. Higgins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donahue
Arbitrator(s): Mary L. Williams, Elizabeth A. Copley, David Nielsen
Hearing Site: Los Angeles, CA
Checkmark Icon$668,820

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