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FINRA Awards for Timothy J. Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0351508/29/2017Claimant(s): Laurie Seeman, Michael Cadoo, Michael Cadoo IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): David Down, James Lunsford, Jeanine Devine, Sarah Fong, Timothy Brown, Mid Atlantic Capital Corporation
Respondent Lawyers(s): James B. Lunsford, John W. Stenson
Arbitrator(s): Laurel Littman Gothelf, William Michael Samsel, John Burritt McArthur
Hearing Site: San Francisco, CA
Checkmark IconExpungement
11-0297112/11/2012Claimant(s): David Baratko
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Meredith Sharoky
Arbitrator(s): William E. Smith, Timothy J. Brown, S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark IconExpungement

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