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FINRA Awards for David Baratko

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0297112/11/2012Claimant(s): David Baratko
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Meredith Sharoky
Arbitrator(s): William E. Smith, Timothy J. Brown, S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark IconExpungement

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