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FINRA Awards for William R.H. Martin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0581704/13/2012Claimant(s): Agnes Ruymen, Estate of Roy Ruymen, Roy Ruymen's Retirement Accounts & Plans
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tom Briody
Arbitrator(s): Louis H. Miron, William R.H. Martin, Louis P. Wagman
Hearing Site: Newark, NJ
Checkmark IconExpungement
06-0448011/07/2008Claimant(s): Phyllis Francis
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Norris D. Wolff, William R.H. Martin, Robert A. Cohen
Hearing Site: Newark, NJ
Checkmark Icon$0

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