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FINRA Awards for Matthew K. Edling

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0546604/05/2013Claimant(s): Alice Soto, Betty Lee, Blair Brooksby, Curtis Alling, Curtis Sylvester-Jose, Curtis Webb, Darryl Morrison, David Campell, David Moy, Deborah Keyston, Evelyn Delcid, Francesca Brown, George Keyston, James Chew, James Weidinger, Jean Chew, Jeannette Chan, Jerry Rubelt, Kin Leong, Kirk Theis, et al
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Pacific West Financial Group, Pacific West Securities.
Respondent Lawyers(s): Chance A.E. Hodges, Dennis J. Kelly
Arbitrator(s): Marlyn G. McClaskey, Charles E. Farnsworth, Roberta R. Jeffrey
Hearing Site: San Francisco, CA
Checkmark Icon$5,709,720
10-0300002/17/2011Claimant(s): Edith Robertson, Glen Robertson, John Sorensen, Sheri Lewis-Sorensen, Susan Robertson
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Securities America.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): John J. Flynn, Thomas D. Reese, Mary H. Evans
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504
09-0393505/27/2010Claimant(s): John Jones
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Wells Fargo Investments, Evan Sanchez, Robert Lenz
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Charles E. Farnsworth, Jonathan Holman Hathaway, Homer L. Davis
Hearing Site: San Francisco, CA
Checkmark Icon$140,250

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