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FINRA Awards for Kenneth Hoffner

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0184208/02/2016Claimant(s): Andrew Wilkinson
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Kenneth Hoffner, Dana Tait Sandlin
Hearing Site: Charlotte, NC
Checkmark Icon$98,750
10-0421903/31/2011Claimant(s): Lamar Potts and Ann M. Potts
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Kenneth Hoffner
Hearing Site: Columbia, SC
Checkmark Icon$25,125

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