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FINRA Awards for Bismarck, ND

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0724108/19/2010Claimant(s): Michael Koch
Claimant Lawyers(s): Scott K. Porsborg
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Herbert S. Bratt
Hearing Site: Bismarck, ND
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09-0470601/21/2010Claimant(s): Dennis Dipple
Claimant Lawyers(s): Dennis Dipple
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Marcia W. Pratt
Arbitrator(s): Andrew R. Dick
Hearing Site: Bismarck, ND
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