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FINRA Awards for Robert G. Rikard

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0322512/03/2014Claimant(s): Helen Edgerton
Claimant Lawyers(s): Robert G. Rikard
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Charles F. Boufford, Richard E. Miley, Donald John Andres
Hearing Site: Columbia, SC
Checkmark IconExpungement

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