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FINRA Awards for Philip D. Sims IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0060312/30/2021Claimant(s): Philip Sims, Philip D. Sims IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley
Hearing Site: Houston, TX
Checkmark IconExpungement

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