Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00443 | 04/23/2014 | Claimant(s): Janice Rohan, Philip Hulse Claimant Lawyers(s): Scott J. Link Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Anthony J. Soukenik, Albert J. Haller, Jack D. Olson Hearing Site: St. Louis, MO |  | Expungement |
| 11-00472 | 11/27/2013 | Claimant(s): Karl Steffes, Susan Steffes, Karl Steffes IRA Rollover Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Philip I. McConnell, Charles S. Chester, Brian James Tagtmeier Hearing Site: Houston, TX | | Expungement |