Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02946 | 09/11/2012 | Claimant(s): Peggy Jones Claimant Lawyers(s): Ronnie L. Agnew Respondent(s): Southwest Securities., SWS Financial Services. Respondent Lawyers(s): Richard A. Illmer Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Melvin H. Wolovits Hearing Site: Dallas, TX |  | $15,000 |
| 09-07137 | 03/24/2011 | Claimant(s): Estate of Elsie Caldonia Flowers Claimant Lawyers(s): J. Don Gordon Respondent(s): Wachovia Securities, Johnnie Cadenhead, A.G. Edwards & Sons. Respondent Lawyers(s): Johnnie Cadenhead, Will S. Montgomery Arbitrator(s): Bill H. Brister, Andrea U. Calve, Margaret Louise Ruckriegel Hearing Site: Dallas, TX | | $292,953 |
| 10-00997 | 10/05/2010 | Claimant(s): Ellen Montney Claimant Lawyers(s): Charles Wolfe Respondent(s): Frank Sica Respondent Lawyers(s): Edward Walton Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | | $0 |