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FINRA Awards for Seth Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0401004/17/2009Claimant(s): Seth D. Rose and Louise Rose
Claimant Lawyers(s): Seth Rose
Respondent(s): John Dolan, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
Checkmark Icon$213

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