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FINRA Awards for Paulette Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0319108/09/2016Claimant(s): Paulette Thomas
Claimant Lawyers(s): David Neuman
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
Checkmark IconDismissed by Rule 12206

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