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FINRA Awards for Dana Gloor

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0077611/06/2018Claimant(s): Ellen Scherer
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Martin Leclerc, Barrack Yark Advisors, Coastal Equities., Trade-PMR Inc.
Respondent Lawyers(s): Dana Gloor, Samuel E. Cohen
Arbitrator(s): Gordon M. Wase, Ronald P. Wertheim, Richard M. Rosenbleeth
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
14-0126410/07/2014Claimant(s): Louis Profera
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana Gloor
Arbitrator(s): Cecilia B. Loving
Hearing Site: New York, NY
Checkmark Icon$300

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