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FINRA Awards for Jenny Rothstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0398607/16/2010Claimant(s): Meryl Dell and Steven Dell
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Jenny Rothstein, Charles Schwab & Co..
Respondent Lawyers(s): Michele Fron
Arbitrator(s): Richard Anthony Jannuzzi, Barry David Thorpe, Robert M. Schwedel
Hearing Site: Ft. Lauderdale, FL
Checkmark IconStipulated Award and Expungement

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