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FINRA Awards for Wendy L. Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0243410/21/2014Claimant(s): Seone Miller
Claimant Lawyers(s): Karola Crothers
Respondent(s): Citigroup Global Markets., James Frank
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Wendy L. Harris, Linda I. Thomas, Katherine H. O'Neil
Hearing Site: Portland, OR
Checkmark Icon$0
12-0341510/11/2013Claimant(s): Thomas Giusto
Claimant Lawyers(s): Troy Greenfield
Respondent(s): Christina Price, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant, Wendy L. Harris, James John Jurinski
Hearing Site: Portland, OR
Checkmark IconExpungement

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