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FINRA Awards for Dennis M. Holmgren

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0288609/12/2017Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Interfirst Capital Corporation
Respondent Lawyers(s): Dennis M. Holmgren
Arbitrator(s): Mark R. Lee, Alan Joseph Goldstein, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206

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