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FINRA Awards for Roy L. Weiss

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0000303/10/2010Claimant(s): Colette McDonald
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Daniel Devaney, Samuel A. Ramirez & Company.
Respondent Lawyers(s): Meredith Jowers Lees
Arbitrator(s): Robert Pincus, Robert I. Adler, Roy L. Weiss
Hearing Site: New York, NY
Checkmark Icon$53,000
08-0076712/04/2008Claimant(s): John A. and Georgene M. Caruso
Claimant Lawyers(s): Russell F. Waxman
Respondent(s): Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alan Rafterman, Coren H. Stern
Arbitrator(s): Matthew Loguercio, Roy L. Weiss, William P. Laino
Hearing Site: New York, NY
Checkmark Icon$0

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